A Brief History of the Book
By: Sam Vaknin
"The free communication of thought and opinion is one of the
most precious rights of man; every citizen may therefore
speak, write and print freely."
(French National Assembly, 1789)
I. What is a Book?
UNESCO's arbitrary and ungrounded definition of "book" is:
""Non-periodical printed publication of at least 49 pages
excluding covers".
But a book, above all else, is a medium. It encapsulates
information (of one kind or another) and conveys it across
time and space. Moreover, as opposed to common opinion, it is
- and has always been - a rigidly formal affair. Even the
latest "innovations" are nothing but ancient wine in sparkling
new bottles.
Consider the scrolling protocol. Our eyes and brains are
limited readers-decoders. There is only that much that the eye
can encompass and the brain interpret. Hence the need to
segment data into cognitively digestible chunks. There are two
forms of scrolling - lateral and vertical. The papyrus, the
broadsheet newspaper, and the computer screen are three
examples of the vertical scroll - from top to bottom or vice
versa. The e-book, the microfilm, the vellum, and the print
book are instances of the lateral scroll - from left to right
(or from right to left, in the Semitic languages).
In many respects, audio books are much more revolutionary than
e-books. They do not employ visual symbols (all other types of
books do), or a straightforward scrolling method. E-books, on
the other hand, are a throwback to the days of the papyrus.
The text cannot be opened at any point in a series of
connected pages and the content is carried only on one side of
the (electronic) "leaf". Parchment, by comparison, was multi-
paged, easily browseable, and printed on both sides of the
leaf. It led to a revolution in publishing and to the print
book. All these advances are now being reversed by the e-book.
Luckily, the e-book retains one innovation of the parchment -
the hypertext. Early Jewish and Christian texts (as well as
Roman legal scholarship) was written on parchment (and later
printed) and included numerous inter-textual links. The
Talmud, for example, is made of a main text (the Mishna) which
hyperlinks on the same page to numerous interpretations
(exegesis) offered by scholars throughout generations of
Jewish learning.
Another distinguishing feature of books is portability (or
mobility). Books on papyrus, vellum, paper, or PDA - are all
transportable. In other words, the replication of the book's
message is achieved by passing it along and no loss is
incurred thereby (i.e., there is no physical metamorphosis of
the message).
The book is like a perpetuum mobile. It spreads its content
virally by being circulated and is not diminished or altered
by it. Physically, it is eroded, of course - but it can be
copied faithfully. It is permanent.
Not so the e-book or the CD-ROM. Both are dependent on devices
(readers or drives, respectively). Both are technology-
specific and format-specific. Changes in technology - both in
hardware and in software - are liable to render many e-books
unreadable. And portability is hampered by battery life,
lighting conditions, or the availability of appropriate
infrastructure (e.g., of electricity).
II. The Constant Content Revolution
Every generation applies the same age-old principles to new
"content-containers". Every such transmutation yields a great
surge in the creation of content and its dissemination. The
incunabula (the first printed books) made knowledge accessible
(sometimes in the vernacular) to scholars and laymen alike and
liberated books from the scriptoria and "libraries" of
monasteries. The printing press technology shattered the
content monopoly. In 50 years (1450-1500), the number of books
in Europe surged from a few thousand to more than 9 million!
And, as McLuhan has noted, it shifted the emphasis from the
oral mode of content distribution (i.e., "communication") to
the visual mode.
E-books are threatening to do the same. "Book ATMs" will
provide Print on Demand (POD) services to faraway places.
People in remote corners of the earth will be able to select
from publishing backlists and front lists comprising millions
of titles. Millions of authors are now able to realize their
dream to have their work published cheaply and without
editorial barriers to entry. The e-book is the Internet's
prodigal son. The latter is the ideal distribution channel of
the former. The monopoly of the big publishing houses on
everything written - from romance to scholarly journals - is a
thing of the past. In a way, it is ironic. Publishing, in its
earliest forms, was a revolt against the writing (letters)
monopoly of the priestly classes. It flourished in non-
theocratic societies such as Rome, or China - and languished
where religion reigned (such as in Sumeria, Egypt, the Islamic
world, and Medieval Europe).
With e-books, content will once more become a collaborative
effort, as it has been well into the Middle Ages. Authors and
audience used to interact (remember Socrates) to generate
knowledge, information, and narratives. Interactive e-books,
multimedia, discussion lists, and collective authorship
efforts restore this great tradition. Moreover, as in the not
so distant past, authors are yet again the publishers and
sellers of their work. The distinctions between these
functions is very recent. E-books and POD partially help to
restore the pre-modern state of affairs. Up until the 20th
century, some books first appeared as a series of pamphlets
(often published in daily papers or magazines) or were sold by
subscription. Serialized e-books resort to these erstwhile
marketing ploys. E-books may also help restore the balance
between best-sellers and midlist authors and between fiction
and textbooks. E-books are best suited to cater to niche
markets, hitherto neglected by all major publishers.
III. Literature for the Millions
E-books are the quintessential "literature for the millions".
They are cheaper than even paperbacks. John Bell (competing
with Dr. Johnson) published "The Poets of Great Britain" in
1777-83. Each of the 109 volumes cost six shillings (compared
to the usual guinea or more). The Railway Library of novels
(1,300 volumes) costs 1 shilling apiece only eight decades
later. The price continued to dive throughout the next century
and a half. E-books and POD are likely to do unto paperbacks
what these reprints did to originals. Some reprint libraries
specialized in public domain works, very much like the bulk of
e-book offering nowadays.
The plunge in book prices, the lowering of barriers to entry
due to new technologies and plentiful credit, the
proliferation of publishers, and the cutthroat competition
among booksellers was such that price regulation (cartel) had
to be introduced. Net publisher prices, trade discounts, list
prices were all anti-competitive inventions of the 19th
century, mainly in Europe. They were accompanied by the rise
of trade associations, publishers organizations, literary
agents, author contracts, royalties agreements, mass
marketing, and standardized copyrights.
The sale of print books over the Internet can be
conceptualized as the continuation of mail order catalogues by
virtual means. But e-books are different. They are detrimental
to all these cosy arrangements. Legally, an e-book may not be
considered to constitute a "book" at all. Existing contracts
between authors and publishers may not cover e-books. The
serious price competition they offer to more traditional forms
of publishing may end up pushing the whole industry to re-
define itself. Rights may have to be re-assigned, revenues re-
distributed, contractual relationships re-thought. Moreover,
e-books have hitherto been to print books what paperbacks are
to hardcovers - re-formatted renditions. But more and more
authors are publishing their books primarily or exclusively as
e-books. E-books thus threaten hardcovers and paperbacks
alike. They are not merely a new format. They are a new mode
of publishing.
Every technological innovation was bitterly resisted by
Luddite printers and publishers: stereotyping, the iron press,
the application of steam power, mechanical typecasting and
typesetting, new methods of reproducing illustrations, cloth
bindings, machine-made paper, ready-bound books, paperbacks,
book clubs, and book tokens. Without exception, they relented
and adopted the new technologies to their considerable
commercial advantage. It is no surprise, therefore, that
publishers were hesitant to adopt the Internet, POD, and e-
publishing technologies. The surprise lies in the relative
haste with which they came to adopt it, egged on by authors
and booksellers.
IV. Intellectual Pirates and Intellectual Property
Despite the technological breakthroughs that coalesced to form
the modern printing press - printed books in the 17th and 18th
centuries were derided by their contemporaries as inferior to
their laboriously hand-made antecedents and to the incunabula.
One is reminded of the current complaints about the new media
(Internet, e-books), its shoddy workmanship, shabby
appearance, and the rampant piracy.
The first decades following the invention of the printing
press, were, as the Encyclopedia Britannica puts it "a
restless, highly competitive free for all ... (with) enormous
vitality and variety (often leading to) careless work".
There were egregious acts of piracy - for instance, the
illicit copying of the Aldine Latin "pocket books", or the
all-pervasive piracy in England in the 17th century (a direct
result of over-regulation and coercive copyright monopolies).
Shakespeare's work was published by notorious pirates and
infringers of emerging intellectual property rights. Later,
the American colonies became the world's centre of
industrialized and systematic book piracy. Confronted with
abundant and cheap pirated foreign books, local authors
resorted to freelancing in magazines and lecture tours in a
vain effort to make ends meet.
Pirates and unlicenced - and, therefore, subversive -
publishers were prosecuted under a variety of monopoly and
libel laws (and, later, under national security and obscenity
laws). There was little or no difference between royal and
"democratic" governments. They all acted ruthlessly to
preserve their control of publishing. John Milton wrote his
passionate plea against censorship, Areopagitica, in response
to the 1643 licencing ordinance passed by Parliament. The
revolutionary Copyright Act of 1709 in England established the
rights of authors and publishers to reap the commercial fruits
of their endeavours exclusively, though only for a prescribed
period of time.
V. As Readership Expanded
The battle between industrial-commercial publishers (fortified
by ever more potent technologies) and the arts and
craftsmanship crowd never ceased and it is raging now as
fiercely as ever in numerous discussion lists, fora, tomes,
and conferences. William Morris started the "private press"
movement in England in the 19th century to counter what he
regarded as the callous commercialization of book publishing.
When the printing press was invented, it was put to commercial
use by private entrepreneurs (traders) of the day. Established
"publishers" (monasteries), with a few exceptions (e.g., in
Augsburg, Germany and in Subiaco, Italy) shunned it and
regarded it as a major threat to culture and civilization.
Their attacks on printing read like the litanies against self-
publishing or corporate-controlled publishing today.
But, as readership expanded (women and the poor became
increasingly literate), market forces reacted. The number of
publishers multiplied relentlessly. At the beginning of the
19th century, innovative lithographic and offset processes
allowed publishers in the West to add illustrations (at first,
black and white and then in color), tables, detailed maps and
anatomical charts, and other graphics to their books. Battles
fought between publishers-librarians over formats (book sizes)
and fonts (Gothic versus Roman) were ultimately decided by
consumer preferences. Multimedia was born. The e-book will,
probably, undergo a similar transition from being the static
digital rendition of a print edition - to being a lively,
colorful, interactive and commercially enabled creature.
The commercial lending library and, later, the free library
were two additional reactions to increasing demand. As early
as the 18th century, publishers and booksellers expressed the
fear that libraries will cannibalize their trade. Two
centuries of accumulated experience demonstrate that the
opposite has happened. Libraries have enhanced book sales and
have become a major market in their own right.
VI. The State of Subversion
Publishing has always been a social pursuit and depended
heavily on social developments, such as the spread of literacy
and the liberation of minorities (especially, of women). As
every new format matures, it is subjected to regulation from
within and from without. E-books (and, by extension, digital
content on the Web) will be no exception. Hence the recurrent
and current attempts at regulation.
Every new variant of content packaging was labeled as
"dangerous" at its inception. The Church (formerly the largest
publisher of bibles and other religious and "earthly" texts
and the upholder and protector of reading in the Dark Ages)
castigated and censored the printing of "heretical" books
(especially the vernacular bibles of the Reformation) and
restored the Inquisition for the specific purpose of
controlling book publishing. In 1559, it published the Index
Librorum Prohibitorum ("Index of Prohibited Books"). A few
(mainly Dutch) publishers even went to the stake (a habit
worth reviving, some current authors would say...). European
rulers issued proclamations against "naughty printed books"
(of heresy and sedition). The printing of books was subject to
licencing by the Privy Council in England. The very concept of
copyright arose out of the forced registration of books in the
register of the English Stationer's Company (a royal
instrument of influence and intrigue). Such obligatory
registration granted the publisher the right to exclusively
copy the registered book (often, a class of books) for a
number of years - but politically restricted printable
content, often by force. Freedom of the press and free speech
are still distant dreams in many corners of the earth. The
Digital Millennium Copyright Act (DMCA), the V-chip and other
privacy invading, dissemination inhibiting, and censorship
imposing measures perpetuate a veteran if not so venerable
tradition.
VII. The More it Changes
The more it changes, the more it stays the same. If the
history of the book teaches us anything it is that there are
no limits to the ingenuity with which publishers, authors, and
booksellers, re-invent old practices. Technological and
marketing innovations are invariably perceived as threats -
only to be adopted later as articles of faith. Publishing
faces the same issues and challenges it faced five hundred
years ago and responds to them in much the same way. Yet,
every generation believes its experiences to be unique and
unprecedented. It is this denial of the past that casts a
shadow over the future. Books have been with us since the dawn
of civilization, millennia ago. In many ways, books constitute
our civilization. Their traits are its traits: resilience,
adaptation, flexibility, self re-invention, wealth,
communication. We would do well to accept that our most
familiar artifacts - books - will never cease to amaze us.
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